Monday, April 27, 2015

Director, Portfolio Management, Irvine Company - Irvine

Director, Portfolio Management, Irvine Company - Irvine

The portfolio management group is a newly formed unit responsible for implementing a financial and investment management framework within the operations of the Irvine Company Apartment Communities. The recent formation of this group marks an inflection point within the division. Portfolio management works in tandem with operations and is responsible for providing actionable, forward-looking operational guidance to the division. Given the critical need for robust, data-driven, analytical decision making, this team acts as the divisional analytical expert and is integral to the operation of the portfolio.


Qualifications:
The ideal candidate will have a Bachelor’s degree in Finance, Economics, Real Estate or a related field; MBA preferred.

Qualified candidates should exemplify the following:
  • Inquisitive about the optimization of real estate asset financial performance.
  • Strong propensity to approach challenges with an analytical mindset.
  • Able to think creatively; highly-driven and action oriented.
  • Willing to embrace rapid change and ambiguity, comfortable in a collaborative, team-based culture.
  • Assertive, ability to develop credibility and influence across the organization.
View jobs at Irvine Company

President/CEO, Evangelical Christian Credit Union (ECCU) - Brea, CA

President/Chief Executive Officer, Evangelical Christian Credit Union (ECCU) - Brea, CA


Position Summary
Evangelical Christian Credit Union (ECCU) is in search of a Chief Executive Officer (CEO) due to the retirement of its current CEO. The ideal candidate will be responsible for planning, analyzing, organizing and directing all aspects of the credit union’s operations and executing approved policies consistent with the Board’s mission and vision.  This individual must ensure a strong capital base in order to protect its member’s assets while providing and promoting an innovative culture that supports the core element of the international service experience ECCU has established.  Bachelor’s degree required, higher credentials preferred.  A minimum of ten (10) years of related management experience within a progressive financial institution environment needed. 

Company Profile
ECCU is a member-owned, not-for-profit cooperative institution. ECCU is an alliance of Christian churches, parachurch ministries, schools, workers, and individuals. While ECCU’s mission extends far beyond banking, they do provide a wide range of financial services and resources for both ministries as well as individuals affiliated with ministries. Their ministry banking resource has not always been called Evangelical Christian Credit Union. They began in 1964 as the Conservative Baptist Credit Union with a mission to serve ministers and missionaries of Conservative Baptist churches and organizations. In 1984, a merger with the Association of Christian Schools International Credit Union created ECCU. Since then, their staff has grown from 27 employees to 225, who together have helped ECCU earn the distinction of being a finalist each of the three years they participated in the Best Christian Workplaces’ annual survey. Today, Evangelical Christian Credit Union is now one of the largest credit unions on the West Coast with $1.1 billion in assets and over 12,000 members. Headquartered in Brea, California, ECCU also has a full service branch in Colorado Springs.

Community Profile
Brea, California is one of the oldest communities within Orange County and was incorporated in 1917 as the City of oil, oranges, and opportunity. Today, Brea is a bustling, close-knit community of 40,000 residents, who enjoy a high level of public services rarely found in a smaller community. The City of Brea operates as a “full service City,” providing a wide range of services including police and fire protection, construction and maintenance of streets and infrastructure, recreational activities, human services, and the cultural arts, as well as a proactive community outreach program. Downtown Brea is the center of fun in northern Orange County. With a variety of restaurants, movies and live entertainment, it's the place to go for an escape from the ordinary. Featuring a golf course, numerous parks, and hosting many outdoor street festivals, Brea is a festive and family-friendly place to relax. The Brea Olinda Unified School District operates six elementary schools, one junior high school, one high school, and one alternative high school. Brea’s school district includes campuses recognized as California Distinguished Schools and a National Blue Ribbon High School.

Compensation
An excellent competitive compensation package will be offered to the selected candidate.

Application Procedure
To submit your confidential application and learn more about the positions represented by D. Hilton Associates, visit www.dhilton.com and click on Find a Career or by contacting David Hilton, President at (800) 367-0433, extension 122.

Investment Analyst, Medina Singh - Los Angeles

Investment Analyst, Medina Singh Partners - Los Angeles

The position is for a full-time consultant role lasting approximately six months with the opportunity for permanent full-time employment at the expiration of the term. 

RESPONSIBILITIES:
·         Extensive fundamental research on companies, industries and markets
·         Ability to obtain information from many different and often unconventional resources (speaking with customers, suppliers, or competitors to better understand business dynamics) to develop logical conclusions (investment thesis) to situations without a straightforward answer
·         Conducting in-person and phone conversations with company management teams
·         Writing letters and investment memos
·         Creating presentation materials
 
QUALIFICATIONS:
·         At least one year of experience in finance and/or accounting related roles
·         Strong knowledge of accounting & finance
·         Basic knowledge of financial modeling and valuation methods
·         Excellent written and verbal communication skills
·         Strong work ethic with willingness to sit at a desk for many hours working independently including weekends
·         Passion for the markets and learning about businesses
·         Resourcefulness and a desire to use your brain as opposed to processing tasks
·         College degree from a four year institution 
 
To apply, contact John Choi at jchoi@medinasingh.com
 

Tuesday, April 21, 2015

Private Client Associate – San Diego & San Francisco

Private Client Associate –  San Diego & San Francisco

Asset Manager seeks Associate to work as part of a team with several Financial Advisors. Degree from a highly competitive university and relevant industry experience required. Required: analytical, written/oral communication, organizational, computer. Responsible for all aspects of client servicing, which involves: heavy client interaction and problem solving for high net worth prospects, clients and intermediaries. Provide functions such as, portfolio analysis, research, account creation, maintenance and reconciliation, special projects, preparation of marketing/prospecting presentations. Analyzing financial information provided by clients/prospects to determine strategies for achieving their investment objectives. Working synergistically with the team to build relationships and achieve goals. The ideal candidate will demonstrate strong analytical ability and excellent communication skills, both verbally and in writing. He or she will also be detail-oriented and able to multitask. Series 7 preferred.

Interested candidates, please send resume to jobs@westcoastfinancialjobs.com

Various positions - Los Angeles

Various positions - Los Angeles

Portfolio Administrator – West Los Angeles
This position is responsible for cash reconciliation, asset reconciliation, trade settlements and performance calculation.  Two to five years’ experience in a similar role with an investment management firm and/or broker-dealer. Familiar with standard concepts, practices, and procedures within the financial services industry. FINRA Series 7 licensed. Strong technical skills using Advent &  Microsoft Office Suite including Excel, Word and Outlook. Self-starter who takes initiative to identify and complete tasks.  Can handle multiple assignments and work in a fast-paced environment.  Ability to solve problems, anticipate needs and provide superior service.  High energy with ability to handle pressure and meet deadlines.  Proven organizational skills and attention to detail. 

Trader – Los Angeles
The candidate must be proficient in quantitative trading systems, with a focus on Global Equity Program Trading and Foreign Exchange Spot and Forward Transactions. Understands the BS greeks and how they change, futures fair valuation and currency forward hedging costs.  Is familiar with electronic trading platforms, SAS, Bloomberg and Excel.  Performance attribution and transaction costs estimates .  Build and maintain Excel based trading and monitoring platforms . Education: BA/BS in Finance or Economics with a good understanding of financial mathematics and statistics/econometrics. Minimum 2-3 years trading experience in an institutional setting. Asset classes traded should include Equities and FX .   Some SAS programming experience is highly desirable. Visual basic would also be helpful.

Client Service Assistant, Pasadena
We are seeking an individual who is bright, motivated, team-oriented and committed to providing a superior level of support to clients, Portfolio Managers and Financial Advisors.  Handling telephones and scheduling appointments; mailing, processing and filing forms. Preparation of prospect and client facing presentations and correspondence. One to five years of administrative experience. Mandarin speaking preferred. Strong PC skills. Degree. 8am – 5pm.  The position does not provide any sponsorship.

Operations Associate – West Los Angeles
This position will work on a six person team within the operations department of a growing investment advisor with offices in Los Angeles and Orange County.   Responsibilities include but are not limited to: trade settlements, account reconciliation, process new account documentation for wrap program accounts, account set up, review and maintenance, separate account and mutual fund reconciliation and administration, corporate actions, and data management. Bachelor’s degree, Minimum of 5+ years of financial services industry experience, relevant supervisory experience, advanced knowledge of Microsoft Excel, Word and PowerPoint , Strong analytical and quantitative skills, Excellent verbal and written communication skills, Working knowledge of Advent APX and  MOXY, Knowledge of FiservAPL.

Private Client Coordinator – Los Angeles
As a liaison between Financial Advisors and clients, the Private Client Coordinator plays a vital role in client relationships. Duties: support multiple Financial Advisors, initiate and respond to client requests, answer calls within your team and while covering the reception desk as necessary, prepare presentations and reports for Advisors’ high net worth clients, schedule and maintain meetings, appointments and travel plans to effectively manage Advisor’s calendar, and general administrative.  Hours: 8:30 am - 5:30 pm. Flexibility to work overtime as workload demands change. Job Qualifications: 1 year of experience as a coordinator, administrative or executive support in a corporate or professional office, excellent verbal and written communication skills for heavy client interaction, effective interpersonal skills and flexibility to adapt to a variety of personalities.  Working knowledge of Microsoft Word, Excel and PowerPoint. Bachelor’s degree. Financial services industry experience.

Please note, when an offer is extended it is pending a background check. This includes: professional references, educational verifications, salary verification, employment dates verification, credit, criminal and drug.

Interested candidates, please send resume to jobs@westcoastfinancialjobs.com

Monday, April 20, 2015

Associate Portfolio Manager, Global Equities - Southwestern U.S.

Associate Portfolio Manager, Global Equities - Southwestern U.S.

Title: Associate Portfolio Manager, Global Equities (443-4)
Location: Southwestern U.S.
Compensation: Strong six figure base plus bonus
Summary:
Investment management firm with fundamental approach to investing in global equities seeks an Associate Portfolio Manager to join their team. Firm has a strong, established track record and offers mutual funds/separate accounts to HNW investors/institutional accounts, as well as UCITS funds. The Associate Portfolio Manager will report to the lead Portfolio Manager, and will liaise with various other team members.
Responsibilities:
  • Analyze equity securities for investment. Synthesize industry trends/fieldwork/financial models to develop compelling investment ideas
  • Monitor investments and interpret developments (macro-economic news/company-specific changes) that may impact investments long term
  • Serve in global generalist capacity, with responsibilities spanning geographies/industries; will be expected to improve understanding of international markets over time
  • Present recommendations to lead Portfolio Manager regarding specific investments/broader portfolio considerations
  • Regular travel required
Requirements:
  • Pedigreed college degree with demonstrated academic excellence required; Grad school/MBA preferred
  • 4-7 years full-time experience in financial markets (including buy-side experience) required
  • Demonstrated ability to perform in-depth, effective investment research required
  • Language skills and international experience a plus
  • FINRA Series 7 and 63 preferred, or must be obtained within 1 year of hire
  • Passion for markets and strong work ethic required
  • Strong analytical skills including financial/accounting knowledge
  • Self-motivated; independent/flexible thought process; strong written/verbal communication skills; efficient time management; able to thrive in team environments
If interested in this opening, please email your resume as an MS Word attachment to:
Zach Stierhoff
BCI - Financial Services Recruiting

Thursday, April 16, 2015

Various positions, Capital Group - Downtown L.A.

Various positions, Capital Group - Downtown L.A.

1) The Global Investment Control Analyst/ Senior Analyst provides a diverse range of support that includes trade implementation, client/research portfolio construction, portfolio compliance, asset compliance, corporate governance, proxy voting and operational support. This role requires the associate to be responsible for overseeing clients’ accounts and funds, processing and managing investment orders, and overseeing client compliance issues and guidelines. He/she acts as a liaison between Investment Group and Trading, and work closely with other departments including Marketing, Legal, Client Relationship, Accounting and other operations teams. Responsibilities include but not limited to: • Supports the MM and/or PIO on the effective manage...
Click here for job details


2) The Equity Research Associate will work closely with two to three experienced investment analysts to help evaluate investment opportunities.
Click here for job details

3) Sr. Inv. Product Manager - Equity:  Serve as a key member of the Investment Services team at Capital Group with primary responsibility and focus on developing and managing the overall product strategy for Equity products. 
Click here for job details


4) Product Mgr, Sr. IS - Insurance:  This role will serve as a key member of the Investment Services team at Capital Group with primary responsibility and focus on the strategic management of our Insurance products. As Senior Product Manager, this individual will be responsible for developing and articulating the positioning and strategic plans for the segment to all constituents, both internal and external.
Click here for job details

Monday, April 13, 2015

Investment Consulting Assoc, Commonwealth Fin - San Diego

Investment Consulting Associate, Investment Consulting Services, Commonwealth Financial Network - San Diego

Investment Consulting Associate, Investment Consulting Services

The Investment Consulting Services department consults with advisors on strategies for growing their advisory practice and provides advisors with comprehensive investment solutions, including asset allocation, product implementation, portfolio case design, and the approved advisory platforms. We call our fee-based platform Preferred Portfolio Services® (PPS).

As an investment consulting associate, your responsibilities would include:
    • Spending extensive time on the phone consulting with Commonwealth advisors
    • Responding to inquiries from Commonwealth’s advisors on investment topics and products
    • Providing assistance and training on Commonwealth’s research tools and services
    • Supporting the team with investment proposal creation and investment inquiries
    • As a key member of our team, the selected candidate will also have important responsibilities on a range of topical research-related projects

The ideal candidate would also meet the following requirements:
    • 2 years of financial services experience
    • Team player; ability to excel in a collaborative environment
    • An understanding of broad spectrum of investment-related products and services, including advisory platforms, asset allocation, mutual funds, exchange-traded funds, and separate accounts
    • Familiarity with Morningstar® Advisor WorkstationSM or other research software
    • Advanced Excel skills required
    • Strong verbal and time management skills
    • Ability to obtain FINRA Series 7 and 66 securities registrations within six months of hire
    • College degree
San Diego, CA position
For additional details please contact Mary Creagh at 781.529.9416 or mcreagh@commonwealth.com
 

Investment Analyst, Commonwealth Fin - San Diego

Investment Analyst, Investment Research, Commonwealth Financial Network - San Diego

Investment Analyst, Investment Research

The Research team reviews and approves investment products and provides recommendations to advisors on economic analysis, asset allocation, portfolio management, individual investment managers, and the full range of investment products the advisors may use to help clients achieve financial goals.

As an investment analyst, your responsibilities would include:
    • Performing due diligence and analysis on traded and nontraded alternative investments as the underlying holdings
    • Responding to inquiries from Commonwealth’s advisors on investment topics and products
    • Generating ideas in regard to opportunities in alternative investments
    • Researching industry trends and writing related materials
    • Gathering data from SEC filings, industry publications, and product vendors and maintaining databases
    • Consulting with advisors regarding product options, tools, and resources pertaining to real assets
    • Taking on and managing significant projects from start to finish

The ideal candidate would also meet the following requirements:
    • Bachelor’s degree, plus progress toward an MBA or obtaining CFA® charter or CAIA charter, preferred
    • Team player
    • Ability to develop an idea and defend conclusion
    • Outstanding communication, interpersonal, and relationship-building skills
    • Demonstrated writing and public presentation skills
    • At least four years’ experience in investment research; at least two years’ experience in alternative investments
San Diego, CA position
For additional details please contact Mary Creagh at 781.529.9416 or mcreagh@commonwealth.com

Friday, April 10, 2015

Sr. Financial Reporting Analyst, Alorica - Irvine, CA

Sr. Financial Reporting Analyst, Alorica - Irvine, CA
 
We seek a Sr. Financial Reporting Analyst for our Irvine, CA location.
 
Responsible for preparation of consolidation, cash flow preparation and management reporting. The position will also oversee the compliance with U.S. GAAP for all international locations and assist with the development and implementation of internal controls and reporting packages for all domestic and international locations.
 
Responsibilities:
·         Preparation of the monthly financial statements including Income Statement, Balance sheet and cash flows and foot notes.
·         Ensure that monthly reporting package is prepared in a timely manner.
·         Provide commentary on significant fluctuations in month over month, and year over year analytics.
·         Lead the coordination and completion of all tasks required for the year-end external audit
·         Perform research on technical accounting issues
·         Assist with the development of the accounting policies and procedures
·         Prepare technical memorandums on as needed basis
·         Assist with the streamlining of the month-end close and consolidation process
·         Support month-end and year-end closing
·         Prepare ad-hoc financial reports on demand

Qualifications:
  • Bachelor's degree or higher in accounting or finance
  • CPA required with 3-5 years’ experience
  • Big 4 or similar  firm experience is preferred
  • Experience with technical accounting research preferred
  • Ability to work in a fast-paced environment and multi-tasking oriented
  • Ability to execute and follow-through to completion and documentation
  • Ability to manage and mentor staff
  • Strong organizational and team leadership skills
  • Excellent analytical skills and effective written and oral communication skills
  • Advanced skills in Excel and PowerPoint and all other Microsoft Office Applications required
  • Advanced skills in Hyperion a plus
Alorica
Alorica is a leading Business Process Outsourcing Provider of customer management solutions spanning the entire customer life-cycle. From customer acquisition and sales, customer care and support, supply chain and fulfillment, to social CRM and mobile, Alorica offers a seamless customer experience across all service channels.

Alorica’s award-winning Business Process Outsourcing services span both the Business-to-Consumer (B2C) and Business-to-Business (B2B) sectors across all industries for Fortune 1000 companies. Headquartered in Irvine, California with over 20,000 employees in over 40 domestic, near-shore, and offshore customer management centers,

Alorica’s rapid growth has created great opportunities for our employees, clients, and the many communities that we call home.

With more than 30 domestic and 6 international locations, Alorica is creating new opportunities daily:
- Opportunities for individuals to join a company where they can enjoy a successful career
- Opportunities to provide excellent levels of service to the clients we support and to thousands of customers
- Opportunities to become involved in their communities

To see more about Alorica’s history, core values and mission go to
www.alorica.com.
 
If interested, please email your resume to:
Ami Jackson
Senior Recruiter
Alorica

Thursday, April 9, 2015

Dir/CIO, Utah School and Trust Fund - Salt Lake City, Utah

Director/Chief Investment Officer, The State of Utah School and Institutional Trust Fund - Salt Lake City, Utah

Title: Director/Chief Investment Officer
Employer: The State of Utah School and Institutional Trust Fund
Job Location: Salt Lake City, Utah

Short Description:
The State of Utah School and Institutional Trust Fund (SITFO) is seeking its first Director/Chief Investment Officer to establish the School and Institutional Trust Funds Office (the Office) and work with the five-member Board to: establish investment policies and develop an appropriate portfolio structure, prudently invest the assets, and monitor performance on an ongoing basis; administer the Office, and ensure compliance with federal and state law and regulations. Assets in the Trust Funds currently total slightly over $2B.

The Director has broad authority to manage the Office to fulfill its purposes, consistent with federal and state laws and Board policies. The Director will work with the Board to establish investment policies and an appropriate asset allocation, and ensure that inter-generational equity is considered in investing the Trust Funds’ assets. In addition to investment responsibilities, the Director will have administrative reporting and compliance responsibilities.

The ideal candidate will have progressively responsible investment management experience (ideally 10 years) in a complex institutional investment organization with experience developing asset allocation and broad asset class exposure and knowledge; understanding of the goals and objectives of a perpetual trust, the principle of intergenerational equity, and the issues involved in creating a spending policy for a trust or endowment. An advanced degree and the CFA charter are preferred.
 
Contact: For more information, to make a referral, or to apply, please contact:

Christine Stearns
Research Associate
EFL Associates
cstearns@eflassociates.com

Associate Wealth Architect Position Description - Mountain View, CA

Associate Wealth Architect Position Description - Mountain View, CA

W
e seek an Associate Wealth Architect for our wealth management firm in Mountain View, CA. We are very interested in candidates pursuing the CFP® certification and those who want to provide holistic wealth management services to high net worth clientele (avg. 3-5MM). Candidates that fit into our firm and culture will desire to be in an independent Fee-Only RIA firm environment acting in a fiduciary capacity, that embraces technology, believe in passive investing, and working in a collaborative environment.

Position Overview
This is a professional position that will primarily support the advisory team directly in managing existing and new client relationships. You will be expected to assist in various projects including portfolio reviews and preparing financial projections using Financeware financial planning software. A working knowledge of portfolio allocation, investment management and general financial planning is expected. The team lead is available to provide mentoring and big picture direction, but you must have the ability to utilize critical thinking skills, work independently and anticipate firm needs and client questions. The firm is expecting the new hire to start in the Associate role with an expectation to progress very quickly up the career ladder.

Initial Key Areas of Responsibility:
·      Assist Wealth Architects in preparing analyses for client meetings and completing ad-hoc firm projects
·      Assist Wealth Architects with prospective clients by gathering data, reviewing portfolios, creating financial plans, identifying advanced planning opportunities and creating wealth management plans.
·      Work with Tamarac suite of products- CRM, Advisorview and Financeware.

Potential Future Key Areas of Responsibility:
·      Deliver multidisciplinary financial planning advice for high net-worth clientele.
·      Develop and manage on-going client relationships.
·      Delegate appropriate tasks to supporting team members.
·      Provide input on strategic plan and direction of the firm.

Key Qualifications:
·      Organized, with a strong attention to detail
·      B.A. or B.S. degree preferably in Financial Planning, Finance, Accounting or Economics
·      Strong financial and analytical skills
·      Strong persuasive and interpersonal skills
·      Ability to identify, meet and follow through with client needs and requirements
·      Must be a self-starter, problem solver and a goal-oriented team player with a ‘no job is beneath me’ Attitude
·      Able to work independently and keep team lead aware of progress and hurdles
·      Show curiosity and confidence when dealing with clients and advisory team

Benefits:
·      Competitive salary with performance--based pay program
·      Professional Development Assistance/Stipend
·      401k with company matching contribution
·      Group Health, Life, Disability, Vision and Dental insurance. Wellness care reimbursement
·      Mentorship and Learning Opportunities

Wealth Architects’ Core Values:

We believe clients come first. Every action we take is in, and for, our clients’ best interest. We consistently remind ourselves that we exist because of our clients.
We believe trusted relationships are sacred. Trust forms the foundation of our relationships and, thus, we seek to cultivate trust every day. We work hard to build and maintain our clients’ trust. We always tell our clients the truth, in good times and in bad.  We deliver the advice they need to hear rather than what they want to hear.

We believe in simplifying the complex. By doing so, we simplify our clients’ lives so they can focus on what is truly important to them. We work to communicate with and educate our clients so they are not confused by what we do. We provide greater clarity to our clients through our innovative and solutions-based approach.
We believe we can impact others’ lives. We strive for an intimate understanding of our clients’ values and goals so we can serve them better. We want each client to feel like they are our most important client and that we make meaningful difference in their life. We strive to exceed client expectations. The service we provide should not just be excellent, but also delivered with care and compassion. We believe our service must always be our differentiator and help us to develop raving fans.

We believe independence matters. It enables us to always think and act with the client in mind and to offer them the best resources available regardless of their position.
We believe in teamwork. As a team, we remain accountable to, and rely on, each other in the important work that we do. We build trust and credibility with each other through commitment, hard work and mutual support.

We work together because we share these beliefs. We happen to be wealth advisors.
Today we seek to grow and enrich our team. Do you share our beliefs? Are you dedicated to understanding and helping others? Do you strive for professional and personal excellence? Are you willing to learn, work hard and sacrifice for a shared vision?

If so, tell us why. Send us your resume and a detailed cover letter.  Let’s talk.
candidate@newplannerrecruiting.com

Monday, April 6, 2015

Compliance Consultant to Inv Advs, Advisor Solutions - Newport Beach

Compliance Consultant to Investment Advisers, Advisor Solutions Group, Inc. - Newport Beach, California
~~
Title: Compliance Consultant to Investment Advisers
Company: Advisor Solutions Group, Inc.
Newport Beach, California

Description: Advisor Solutions Group, Inc. (“ASG”) is a 12-year strong regulatory compliance consulting firm providing comprehensive and customized compliance solutions to registered investment advisers. ASG is seeking a compliance consultant who will be responsible for all aspects of a client relationship including developing, creating, and presenting customized compliance solutions.

*** NOTE: Prior investment adviser compliance or similar experience is a strong plus.

Common job duties will include, but are not limited to:

  • Providing individualized compliance consultations
  • Preparing written compliance policies and procedures for clients
  • Creating forms and compliance calendars
  • Performing annual reviews of compliance programs or mock audits
  • Preparing regulatory filings
  • Staying current on relevant regulatory changes
  • Researching rules and regulations
  • Summarizing regulations and applying those to client situations
  • Traveling to various client sites (up to 20% travel)
  • Completing special projects as assigned
The ideal candidate will demonstrate the following:

  • 3+ years prior investment adviser compliance or similar experience
  • 4-year college degree in accounting, business, law, or related discipline preferred
  • Prior auditing, paralegal and/or securities law experience a strong plus
  • Working knowledge of Federal and State securities laws and rules
  • Exceptionally organized and strong attention to detail
  • Ability to handle multiple tasks and deadlines efficiently
  • Self-starter with the ability to work under limited supervision
  • Proven research, analytical, and problem-solving skills
  • Strong interpersonal and communication skills
  • Excellent writing skills
  • Ability to express complex technical information clearly & concisely
  • Advanced working knowledge of Microsoft Excel and Word
  • Entrepreneurial spirit and team player
  • Strong desire for a career in compliance
  • Unparalleled integrity and excellent work ethic
What we offer:

  • Position with growth opportunity, reporting directly to executive management
  • Salary (base + bonus) commensurate with relevant experience
  • Medical, Dental, Life, and LTD Insurance
  • 401(k) with Company Match & Profit Sharing Plan
  • Paid holidays and vacation
  • Flexible work schedule
This position presents an opportunity to join a budding firm and is ideal for an energetic person seeking a long-term career in compliance. Responsibilities may increase with the growth of the firm and increased experience.

To apply, please e-mail your resume, cover letter, salary history & requirements to resume@advisorsolutionsgroup.com