Our Client, a leading Hedge Fund is seeking a talented associate to join their Compliance team. In this role, you will drive the administration of the compliance program including
• Drafting and updating compliance policies and testing procedures
• Liaising with business partners as well as legal and outside consultants to identify and mitigate compliance risks, and analyzing the effect of new business initiatives & investment products on the compliance program.
• Field inquiries from employees and management on compliance matters
• Assist in the annual review of compliance policies and procedures.
• Assisting in preparing for and responding to inquiries and audits from regulatory authorities and assisting in the development of regulatory reporting and regulatory filings.
• Monitor industry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analysis as to how such developments impact firm.
• Draft training materials
Candidates will have a bachelor’s degree from a top university and at least 8 years of experience as a compliance professional ideally with a solid understanding of regulatory/self-regulatory agencies (e.g., FINRA, NYSE, FSA, CFTC) and the Securities Act of 1933.
You must also demonstrate outstanding organizational and communication skills and comfort interacting with business professionals and applicable regulators.

Please call Augustus Romain # 212-918-4772 for a confidential discussion about this position or send your details to gus@compliancerecruitment.com

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 
Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.