Thursday, October 30, 2014

Associate Wealth Manager - East Bay (SF Area)

Associate Wealth Manager - East Bay (San Francisco Area)

Title:  Associate Wealth Manager (986-1)
Location:  San Francisco Area – East Bay
Compensation:  Commensurate with experience
Summary/Responsibilities:
This client is an SEC-registered investment advisory firm that offers both asset management and personal financial advisory services, and is currently managing  in excess of $240 million of assets in separate client accounts.  Seeking an Associate Wealth Manager who wishes to work for a premier boutique registered investment advisor firm.  Opportunity to improve portfolio performance, and if currently an independent R.I.A., discontinue the hassle of compliance testing, documentation, and regulatory examinations.
Requirements:
  • 4-year degree from a respected university, majoring in business/finance
  • 10 or more existing client relationships for discretionary asset management
  • Advanced financial degree or certification such as CFA
  • No securities regulation violations or pending proceedings
  • Successful completion of Series 65 or Series 66 exam
  • Two employment references
If interested, please email your resume as an MS Word attachment to:
Kristin Pries
BCI - Financial Services Recruiting
 

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