Thursday, June 30, 2016

BizDev Assoc, Pacific Asset Mgt (PacLife) - Newport Beach

Business Development Associate, Pacific Asset Management (PacLife) - Newport Beach

Job description
The Business Development Associate is an integral part of Pacific Asset Management’s (PAM)  institutional and retail marketing team. The individual will be responsible for maintaining marketing materials and presentations, populating and maintaining various consultant and industry databases, client reporting, RFP’s and questionnaires, along with ad-hoc requests as needed. Accuracy, a detail orientation, ownership of related responsibilities, and time management will be important attributes for the role.
  • Update existing marketing materials (monthly, quarterly, annually)
  • Populate and maintain various databases (monthly, quarterly, annually)
  • Complete Requests for Proposal (RFP’s), Requests for Information (RFI’s), and other ad hoc requests
  • Work on ad hoc projects related to marketing PAM’s products.
  • Factset reporting and standardized reports
  • Perform website maintenance (ensuring current firm data/strategy data is up to date)
Factors for Success:
  • 1-2 years’ work experience preferred
  • Undergraduate degree required
  • Intermediate PowerPoint skills and proficiency in Microsoft Excel and Word
  • Have a strong attention to detail and a sense of ownership of responsibilities assigned
  • Have a strong interest in investments, particularly in fixed income and capital markets
  • Have excellent interpersonal and communication skills (verbal and written)
  • Be adaptable, willing to pitch in where needed and open to evolving responsibility set as business needs change and candidate skills develop
  • Deals well with changing deadlines and priorities
  • Be a natural problem solver who can independently identify and recommend improvements to enhance productivity and efficiency.
BenefitsJoin the Pacific Life team and watch your career grow! We offer a competitive compensation and benefits package that includes: • Competitive salary and bonus program • Medical, dental, and vision as part our commitment in investing in the health and wellbeing of our employees • Two retirement savings plans: 401k savings plan with company match and Company Retirement Contribution (company-paid) • Generous vacation time and holiday pay • And much more!

EEO StatementPacific Life Insurance Company is an Equal Opportunity /Affirmative Action Employer, M/F/D/V. If you are a qualified individual with a disability or a disabled veteran, you have the right to request an accommodation if you are unable or limited in your ability to use or access our career center as a result of your disability. To request an accommodation, contact a Human Resources Representative at Pacific Life Insurance Company.
Please submit resumes through the Pacific Life website:


Investment Associate, NFP/Retirement Plan Advisory Group - Aliso Viejo


NFP and Retirement Plan Advisory Group provide consulting services, training and support for clients and advisers in the U.S. with more than $150 billion in assets under influence. Core practice areas include investment due diligence, RFPs & fee benchmarkings, fiduciary compliance, intensive training, sales and marketing resources and business consulting. Visit and for more information.

Strong communication skills are a must, as the role includes building and maintaining working relationships with team members, advisers, clients, vendors and other departments throughout the organization. To perform this job successfully, individual must be able to perform each essential duty satisfactorily.
  • Familiarity with corporate retirement industry terminology, products and services
  • Strong communication skills when working with peers, senior management, team members and vendors
  • Commitment to culture requires a demonstration of professionalism, attendance, accountability, customer/client focus, and teamwork
  • Ability to maintain a high degree of accuracy in a fast-paced environment is a must
  • Individual must possess good analytical, problem solving, and communication skills, both verbal and written
  • Bachelor’s Degree
  • Experience working in corporate retirement industry a plus
NOTE:  The information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

Financial Forecasting & Planning Analyst, Agility - Irvine

Financial Forecasting and Planning Analyst, Agility Global Integrated Logistics - Irvine, CA

Position: Financial Forecasting and Planning Analyst
Location: Irvine, CA
Reporting to: Controller / Assistant Controller
FLSA Classification: Exempt, 40 hours per week
Pay Scale: $65,000 - $80,000, depending on education and experience
Experience: 3-6 years

This individual is responsible for timely and accurate preparation and review of financial budgets, forecasts and analytical reviews for US operations. This person will play an integral role in the development, maintenance and enhancement of the Company’s financial planning and reporting systems.  This individual will have the opportunity to interact with various functional areas of the organization, including US branch, regional and corporate personnel.  

  • Responsible for monthly financial performance analysis for US operations.  Includes review and analysis of US branch financial performance as well as US support functions. Acts as key liaison with branch financial personnel regarding monthly expense trends and variances. Assists general accounting with establishing expense accruals for branches as required.
  • Compile and provide analysis for indirect department budgets & forecasts. Consolidate branch budgets & forecasts and provide analytical reviews for US management.
  • Assist in the development, maintenance and enhancement of financial budgeting and forecasting systems and modeling tools to ensure complete and efficient compliance with Corporate, Regional and US requirements.
  • Develop and distribute product line reports, including analysis of variances to Plan & Forecast, and ensure compliance with Corporate guidelines.
  • Monitor and analyze current and past trends in key performance indicators as a basis for evaluating revenue, cost of sales, operating expenses, capital expenditures and labor productivity.
  • Build and maintain financial reports from Oracle and HFM reporting system as requested by USA management.
  • Assist with preparation of periodic management and board review materials.
  • Assist with overhead expense and CapEx procurement and tracking activities including optimization opportunities.
  • Track, report and analyze monthly USA headcount and variances to Plan and Forecast.
  • Bachelor's Degree in Accounting or Finance; Masters Preferred but not necessary
  • 3-6+ years of experience of relevant experience.
  • Strong financial modeling and analytical skills.
  • Intermediate to advanced Excel skills are required.
  • Must be detail oriented.
  • Working knowledge of Oracle, Hyperion, or similar financial reporting and planning software.
*** Qualified applicants (internal and external) must currently possess legal authorization to work in the United States

  • Sensitivity to multiple cultures.  This is a multi-national company with 500+ offices in 100+ countries 
  • Ability to visualize, articulate and solve complex problems and concepts, and make sensible decisions based on available information. Such skills include demonstration of the ability to apply logical thinking to gathering and analyzing information, designing and testing solutions to problems, and formulating plans.
  • Highest standards of accuracy and precision; highly organized with attention to detail.
  • Articulate with excellent verbal and written communication skills.
  • Ability to think creatively, highly-driven and self-motivated.
  • Demonstrated ability to roll-up sleeves and work with team members in a hands-on management capacity.
English is the principal language for this position. This position requires excellent written and verbal communication skills and the ability to communicate effectively in a diverse multicultural environment.

Proficiency in the use of Microsoft Office, Excel, PowerPoint, and other technical software is required.

While performing the duties of this job, the employee is frequently required to sit. The employee is occasionally required to walk and use hand and eye coordination. Specific vision abilities required by this job include close vision, depth perception, and the ability to adjust focus.

Normal working hours for this position are Monday – Friday from 8:30 AM to 5:30 PM, however, working beyond these hours will often be required by business needs.

This job description is not to be construed as a complete listing of the duties and responsibilities that may be given to any employee. The duties and responsibilities outlined in this position may be added to or changed when deemed appropriate and necessary by the person who is managerially responsible for this position.

Applicants can email Tyler Denstad, Recruiting Coordinator, directly at or his assistant Jasmine at

Monday, June 27, 2016

Regulatory Accounting Manager - Los Angeles, CA

Regulatory Accounting Manager - Los Angeles, CA
Regulatory Accounting Manager (466-3)
Compensation commensurate with experience

Full-service investment bank and brokerage firm headquartered in the financial district of downtown Los Angeles is seeking an experienced professional, who will report directly to the Senior Vice President, Controller and will oversee the financial regulatory compliance.

Manage daily activities of the regulatory reporting team
Manage the preparation of Customer Reserve 15c3-3 and Net Capital 15c3-1 computations, FOCUS Reports, and other regulatory filings
Manage relationship with regulators (including FINRA, CME, SEC, NFA) by analyzing, researching and responding to inquiries
Liaise with internal and external financial and regulatory auditors
Interact and work with various departments within the firm to prepare regulatory filings and manage regulatory compliance
Audit departmental information to validate adequacy and accuracy
Train and mentor regulatory staff

BA/BS; Business/Econ degree with emphasis in accounting/finance preferred
10+ years of Regulatory Reporting
FINRA experience desirable
Extensive knowledge of Rules 15c3-1 and 15c3-3
FINRA Series 27 license is highly preferred
Highly meticulous, detail oriented and accurate
Ability to analyze processes and improve efficiency of procedures
Strong analytical skills and knowledge

If interested, please email your resume as an MS Word attachment to:
Zach Stierhoff
BCI - Financial Services Recruiting

Tuesday, June 21, 2016

Miscellaneous, First Republic Bank - Los Angeles

Miscellaneous, First Republic Bank - Los Angeles

Senior Credit Analyst/Underwriter
  1. Senior Credit Analyst/Underwriter
    More information about this job: Overview: Responsible for ensuring that all SFR, 1-4 loans are set up, underwritten and processed in a timely manner while meeting all regulatory compliance requirements and achieving a high level of customer service. Responsibilities focus on successfully analyzing tax returns and financials ranging from complex to simple for various types of borrowers. Individual must have a thorough understanding of SFR processing, documentation and underwriting. Responsibilities: …
  2. Competitive
  • Los Angeles, CA, USA
  • Permanent, Full time
  • First Republic Bank
  • Updated on: 21 Jun 16
  1. Preferred Banking Client Services Associate
    More information about this job: Overview: Responsible for providing prompt, accurate and courteous response to internal and external preferred banking client's inquiries. Work effectively with team members to maximize customer service and to resolve client needs. Ask questions to understand client's full banking needs, interact with other banking departments to ensure complete banking needs are met. Demonstrate versatility and customer responsiveness by performing all department functions a…
  2. Competitive            
  • Los Angeles, CA, USA
  • Permanent, Full time
  • First Republic Bank
  • Updated on: 21 Jun 16        
Digital Banking Associate
  1. Digital Banking Associate
    More information about this job: Overview: The Digital Banking Associate is the one-stop-shop for all technology needs for First Republic Banks's internal and external clients. Those in the position are tasked with mastering all Cash Management platforms - Personal Online Banking, Corporate Online Banking, Mobile Banking, Remote Deposit Capture, Lockbox, and Automated Clearing House. Responsibilities: The responsibility of the position is split between client acquisition and client retention. The Digital B…
  2. Competitive            
  • Los Angeles, CA, USA
  • Permanent, Full time
  • First Republic Bank
  • Updated on: 21 Jun 16        
  1. Loan Administrator - Construction Loans
    More information about this job: Overview: As a Construction loan administrator, you will support the Construction loan Relationship managers and the loan specialist team to help maintain the construction loan pipeline. Utilizing your knowledge of processing construction real estate, you will act as a team liaison between client, RM and Loan specialist to help maintain the existing construction pipeline and new construction loan closings. In this role, your focus will be to help organize the con…
  2. Competitive            
  • Los Angeles, CA, USA
  • Permanent, Full time
  • First Republic Bank
  • Updated on: 21 Jun 16
  1. Online Banking - Team Lead I
    More information about this job: Overview: Responsible for providing quality and efficient client customer service through the daily management of employees. Responsible for monitering the workflow and call volume of the Online Support Team and direct supervison of Online Support Analysts to include hiring, motivating, coaching, training and problem solving. Handling escalated issues from agents or as they are reported and ensuring that cases are managed properly and in a timely manner. Primary focus on en…
  2. Competitive

  • Los Angeles, CA, USA
  • Permanent, Full time
  • First Republic Bank
  • Updated on: 21 Jun 16

Miscellaneous, Trust Company of the West - Los Angeles

Miscellaneous, Trust Company of the West - Los Angeles
  1. The Operations Cash Management Group is responsible for efficiently and effectively monitoring and reporting cash flow information for the Firm’s Clients Accounts and Mutual Funds. The Cash Management Specialist will have responsibilities for supporting the team with cash flow processing for all investment products.
    This position will require a solid understanding   of cash flow impacts for cash forecasting and portfolio investing.  The Cash Management Specialist will work closely with internal and external business partners and respond t…
  2. Commensurate with experience
  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 21 Jun 16        
  1. The Cash Management Group is responsible for efficiently and effectively monitoring and reporting cash flow information for the Firm’s Clients Accounts and Mutual Funds. The Manager, Cash Management will be responsible for managing and overseeing enterprise wide cash flow processes for all investment products. This position will require a broad functional understanding of cash flow impacts for cash forecasting and portfolio investing.
    In this position, the Manager, Cash Management, will work closely with internal business partners to iden…
  2. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 21 Jun 16          
  1. This position is suitable for undergraduate-level candidates seeking to develop a career in equity research. The incumbent will support multiple Equity Research Analysts by compiling data and formulating analysis and opinions to be used in buy/sell/hold recommendations.
    Specific responsibilities include financial model building and updating, competitive analysis, market research, and company research. Candidate must be knowledgeable and proficient in working with financial statements and have the ability to construct income statements, ba…
  2. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 21 Jun 16      
  1. Investment Control Analyst

  2. The Investment Control Analyst will join a team of investment compliance professionals that provides compliance support to our investment teams, as well as other functions within TCW. Specifically, this individual will be responsible for monitoring current holdings and daily trading activity against client guidelines, restrictions, internal policies/procedures, and relevant regulatory requirements.
    In addition, this individual will be involved in the coding of restrictions, reporting, trade oversight and strategic projects. Responsibiliti…
  3. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 18 Jun 16  
  1. Fund Accounting Supervisor

  2. The Client & Fund Reporting-Alternatives Investments department has oversight responsibility over the financial reporting of the various direct lending, private equity, and other alternative funds administered at TCW, totaling over $8 Billion in assets under management.
    The Fund Accounting Supervisor will be an integral member within the Client and Fund Reporting-Alternatives group and will be responsible for working with various internal and external teams (Boston and Los Angeles) in ensuring the timely completion and reporting of variou…
  3. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Posted on: 17 Jun 16     
  1. Market Data Administrator

  2. The Market Data Administrator will be responsible for administering all aspects of TCW’s Market Data Service accounts including account administration, new service provisioning, usage tracking and reporting, planning and coordinating renewals, and reconciling vendor invoices for approval and payment.
    This includes maintaining the Market Data Service databases, monitoring employee role changes, tracking soft dollar payments in internal and external systems, updating budget records, and maintaining Vendor contact records and other files.  T…
  3. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Posted on: 17 Jun 16      
  1. Compliance Associate

  2. The Compliance Associate (Broker Dealer and Marketing Compliance) will primarily be responsible for reviewing, commenting on and revising marketing material to ensure compliance with applicable SEC and FINRA rules, regulation and guidance. The qualified candidate will also assist the broker dealer CCO with the oversight and supervision of the broker dealer, including conducting or assisting with branch office inspections.
    This is a hands-on position in compliance within an organization of approximately 600 employees.  The individual will …
  3. Commensurate with experience

  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 17 Jun 16        
  1. AVP, Global/Derivatives Settlements Supervisor

  2. The Supervisor will support the responsibilities assigned to Global and Derivatives Settlements, and will assist the Manager in providing oversight for day-to-day tasks assigned to this Settlements Team. This position will be responsible for the smooth operation for securities trade settlement with dedicated focus on Emerging Market Trades by confirming and finalizing transactions, communicating with brokers and custodian banks on security and FX instructions, and resolving trade discrepancies.
    The Supervisor will work closely with the Em…
  3. Commensurate with experience            
  • Los Angeles, CA, USA
  • Permanent, Full time
  • TCW
  • Updated on: 16 Jun 16

Thursday, June 16, 2016

Investment Perf Analyst, Aristotle - Los Angeles

Investment Performance Analyst, Aristotle Capital Management, LLC - Los Angeles
Aristotle Capital Management, LLC is an independent primarily employee-owned investment advisor with offices in Los Angeles and Orange County, California.  Our clients include institutional and high net worth individuals.  Please visit for more information on our firm.
Job Title:             Investment Performance Analyst
Location:             Los Angeles, CA
We seek an Investment Performance Analyst to join the Compliance team.  This position will be responsible for working with the team to monitor the calculation of account and composite returns. The role will also include assisting with the reconciliation and resolution of performance discrepancies; analyzing and interpreting data; identifying trends; and seeking opportunities for improvement and enhanced reporting.  The position will report to the Director of Compliance.
Principal Job Functions Include (but not limited to):
·         Analyze portfolio and composite performance on a daily basis; work with Operations team to resolve issues timely.
·         Maintain composites and all associated processes in accordance with the Global Investment Performance Standards (GIPS) and internal Policies and Procedures.
·         Manage the monthly performance validation process by reviewing and confirming security and portfolio performance.
·         Analyze error logs generated by portfolio performance systems; troubleshoot and correct performance discrepancies as needed.
·         Research and provide explanations on reconciling items and/or system issues related to performance measurement; propose improvements and solutions to prevent new issues.
·         Create ad-hoc and periodic analytical, performance and attribution reporting as requested.
·         Identify ways to improve productivity and efficiency within performance calculation and measurement process internally and document procedures.
·         Participate in the GIPS verification process.
·         Provide assistance on special projects.
Job Related Qualifications:
Knowledge / Skills / Abilities
·         Working knowledge of GIPS and investment performance concepts strongly preferred.
·         Experience working with security data across financial markets, including equities and fixed income.
·         Advanced problem solving skills and demonstrated ability to take initiative and critically analyze processes and procedures in a push toward constant improvement.
·         Experience with Advent portfolio accounting systems (APX and/or Geneva) preferred.
·         Strong attention to detail and organizational skills; ability to multi-task; self-motivated and team oriented professional.
·         Aptitude to learn new systems and software.
·         Strong communication skills and proficient computer skills (Microsoft Office Suite, with emphasis on Excel, Word and PowerPoint applications)
EducationFour-year Undergraduate Degree from accredited college or university.
Work Experience
Minimum two (2) years of performance measurement and reporting experience for an investment management firm.
Physical Hazards – Health and Safety Concerns:
Mental & Sensory Activity RequiredMust be able to quickly absorb relevant knowledge as it relates to assigned projects.
Work Area Hazards & Equipment
Minimal.  Use of standard office equipment - computer, internet, printer, photocopy machine, fax machine, phone unit, etc.
Interested applicants must provide a cover letter, resume and salary requirements to 
No phone calls.  Relocation expenses not provided.
The above description identifies the essential job functions and skills needed by the person or persons assigned to this position.  These job functions and skills are not intended to be a complete and exhaustive list of all responsibilities, duties and skills required.  Reasonable accommodations may be made to enable individuals with disabilities to perform the essential job functions.  The information contained herein is subject to change at the company's discretion.
Aristotle is an Equal Employment Opportunity Employer.
Aristotle Capital Management, LLC, Aristotle Credit Partners, LLC, and Aristotle Capital Boston, LLC are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act of 1940, as amended. Registration does not imply a certain level of skill or training. More information about each adviser including the investment strategies, fees and objectives can be found in their ADV Part 2, which is available upon request.

Investment Assoc, Sabra Health Care REIT - Irvine

Investment Associate, Sabra Health Care REIT - Irvine

Position Title:   Investment Associate
Department:      Investments
Reports to:         VP of Acquisitions and SVP of Asset Management
Sabra Health Care REIT, Inc., is a self-administered, self-managed health care real estate investment trust (“REIT”) that invests in the United States and Canada.  As of March 31, 2016, Sabra’s investment portfolio included 178 real estate properties held for investment and leased to operators/tenants under triple-net lease agreements (consisting of (i) 102 Skilled Nursing/Transitional Care facilities, (ii) 75 Senior Housing facilities, and (iii) one Acute Care Hospital), one asset held for sale, 17 investments in loans receivable (consisting of (i) eight mortgage loans, (ii) four construction loans, (iii) one mezzanine loan, and (iv) three pre-development loans) and (v) one debtor-in-possession loan ("DIP")), and 10 preferred equity investments. Included in the 178 real estate properties held for investment are two 100% owned Senior Housing facilities leased through RIDEA-compliant structures. As of March 31, 2016, Sabra’s real estate properties held for investment included 18,332 beds/units, spread across the United States and Canada.
Job Duties
  • Monitor, maintain, and review acquisition transaction pipeline
  • Underwrite and model cash flows for potential acquisitions
  • Participate in the negotiation of purchase and sale agreements, leases, and debt agreements.
  • Perform financial due diligence once a property is under contract, including assisting in audits to verify pro-forma assumptions
  • Maintain deal and market information files
  • Support outside parties with due diligence items related to investments being disposed
  • Manage and analyze Sabra’s financial and asset management databases and data visualization platform with help from outside consultants.
  • Collaborate with members of the acquisitions, asset management and finance groups on enhancements to data visualization platform
  • Prepare and help present quarterly asset related analyses and reports to upper management
  • Monitor compliance with leases and loans with the Company’s tenants and borrowers, respectively
  • Provide support to Asset Managers and Senior Management in updating asset management analyses and reports, coordinating tenant information requests, etc.
  • Review of financial statements of investments (P/L, Balance sheet, cash flow statements, proformas) to identify trends or potential areas of concern
Required Skills
·         Bachelor’s or Master’s degree in business, with an emphasis in finance a plus;
·         Ability to meet tight timeframes and deadlines while working independently with little supervision

·         Ability to read, interpret and analyze investment-related documents (e.g., purchase and sale agreements, lease agreements, etc.)
·         Extremely high attention to details and excellent organizational skills
·         Ability to learn quickly, multi-task and take on new responsibilities
·         Excellent computer skills (Microsoft Office Suite required, SAP Business Objects and MRI a plus)

·         Experience with ERP systems a plus, such as SAP Business Objects, Hyperion or Cognos;
·         Ability to work in a non-hierarchical, collaborative, results oriented environment
·         Excellent verbal, written and interpersonal communication skills
·         Self disciplined in performing job tasks
·         Ability to interact/build collaborative relationships with tenants and operators
To apply or inquire, please contact:
Michael Costa, Senior Vice President – Finance and Controller

Wednesday, June 8, 2016

THIS POSITION IS CLOSED TO RECRUITMENT - PLEASE DO NOT CONTACT: Assistant Treasurer-Tax Collector : Investments, County of Orange - Santa Ana, CA



Application Deadline: Sunday, July 17, 2016 at 11:59PM (PST)

The mission of the Treasurer-Tax Collector is to ensure safe and timely receipt, deposit, collection and investment of public funds. Our vision is to implement best business practices which maximize value, minimize costs and provide timely, accurate and courteous service to our internal and external customers. To accomplish our mission and vision, we will invest public funds in a manner that provides maximum security of principal and maintains the public trust; maintain sufficient liquidity to enable participants to meet their operating cash requirements; obtain a stable market rate of return throughout budgetary and economic cycles; provide timely, cost-effective, accurate and courteous customer service; invest resources to develop and maintain knowledgeable and competent staff; act in an ethical and professional manner while maintaining honest, respectful and open communications; and, streamline cashiering and collection processes to increase timely collection of public revenues for the benefit of Orange County citizens. 
Under policy direction from the elected Treasurer-Tax Collector (TTC), this position plans, manages, and directs both day-to-day investing activities and broad investment programs of the public funds held by the TTC. This position manages the Investments Division and performs a variety of investment, cash management and debt related functions. It is responsible for developing and implementing policies related to investing, reporting and safekeeping of public funds to meet the objectives of safety, liquidity, and yield and ensure investments comply with all regulations. This position develops and implements policy related to the County and School Districts' investment of bond proceeds, and assists the TTC in carrying out fiduciary duties required for School Districts. This position is expected to deliver excellent, cost-effective customer service to pool participants. The position supervises three managers and two part-time staff.
In addition to the minimum qualifications, candidates should have five or more years of full-time professional investment management experience in a public agency, commercial bank, investment banking firm, brokerage firm or large corporation which included responsibility for the purchase and/or sale of short-term fixed income market instruments; analysis of short-term fixed income investments; economic forecasting; cash management; and/or six or more years of experience managing a multimillion dollar fixed income investment portfolio or a large complex treasury division. 
  • Chartered Financial Analyst (CFA) certification and/or Certified Public Accountant (CPA) certification and/or a current or previous license as a securities representative (Series 7, 51, and 63); highly desirable 
  • Master's Degree in business administration, finance, accounting or economics; highly desirable 
  • Relevant education such as a degree in finance, economics, or other related field of study 
  • Experience with Bloomberg, AIM and SunGard's, AvantGard, Quantum, or other investment systems 
Apply online at